Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce that three new courses have been added to their 2011 Firm Element Course Library. The three new courses cover “Advanced Private Placements”,“IPO Allocations”, and “Investment Banking for Equity Professionals” and will be available for Broker/Dealers to add to their 2011 Firm Element Programs.
“Advanced Private Placements” covers the following topics:
• Introduction to Private Placements
• SEC’s Regulation D
• Rules 501-508
• Compliance Considerations
• General Solicitation
• Section 3(b) Additional Exemptions
• Section 4(2)
• Blue Sky Regulation
“IPO Allocations” covers the following topics:
• New Issue Sales
• Offering Rules
• Regulated Practices
“Investment Banking for Equity Professionals” covers the following topics:
• Underwriting Basics
• The Registration Process
• Investment Banking in Action
• Relevant Regulations
For a more in depth look at any of the three courses or to see the full outlines email their Sales Team at sales[.]questce.com.
Quest CE is committed to authoring new and relevant content for their Firm Element Course Catalog on an annual basis. In addition to offering over 200 course titles, Quest CE authors new courses as new rules and regulations occur or per client request. To view their course catalog visit questce.com and click on the Online Course Library link on the top of the screen.
About Quest CE
Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
With a client retention rate of 93% and a growth rate of over 770% since January 1, 2005, more and more people are discovering why Quest CE is the Next Generation of Compliance Training Solutions. Quest CE (questce.com) serves more than 280 leading insurance carriers, broker/dealers, banks, and other financial institutions. Quest is a privately held firm which allows us to quickly meet the ever-changing needs of their clients. Quest’s commitment is to provide advanced custom solutions at cost effective rates while providing a level of service that greatly surpasses that of our competitors. Quest provides a single source solution for organizations training and compliance needs, saving you both time and money.